11 nebraska society of cpas W W W . N E S C P A . O R G The Nebraska Board of Public Accountancy administers public accountancy law in Nebraska. Never hesitate to contact the State Board office with any questions regarding enforcement and/or disciplinary proceedings. For more information, visit www.nbpa.ne.gov. Dan Sweetwood is executive director of the State Board. You may contact him at (402) 471-3595 or dan.sweetwood@nebraska.gov. • Business succession and exit planning • Tax credits and alternative financing • Tax qualified retirement benefits • Wealth transfer planning • Charitable and non-profit organization and compliance • Trust and estate taxation and administration • Representation before the IRS, local taxing authorities and the courts on tax matters LET OUR EXPERIENCE WORK FOR YOU 1700 Farnam Street, Suite 1500 • Omaha, NE 68102 www.bairdholm.com Need health insurance? I know health insurance and can help you evaluate your options. Give me a call today to discuss your health insurance needs! Melissa Wheeler 249 Cherry Hill Blvd, Ste 2 Lincoln, NE 402.484.0303 agentmelissawheeler.com/ Securities & services offered through FBL Marketing Services, LLC, 5400 University Ave, West Des Moines, IA 50266, 877/860-2904, Member SIPC, Affiliate Farm Bureau Financial Services. PR-H-F (4-21) a further response to the EC by you and/or the firm to clarify any matters that could be considered a possible violation of the Rules of Professional Conduct as noted within the pleadings. Q: Should I prepare for disciplinary proceedings before the State Board? A: Normally no; however, you may need to prepare for disciplinary proceedings before the State Board if you and/or the firm: • Do not cooperate with the State Board’s requests for information. • There is direct evidence in the pleadings and/or judgement of the court involving potential violations of the Rules of Professional Conduct. If any disciplinary proceedings are taken, you and/or the firm will have every opportunity to defend your actions before the State Board as outlined within the regulations in NAC Title 288, Chapter 4.
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